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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

ANGELA NICOLE FERRELL

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ASHEVILLE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:efcf4a13-9282-d193-2e9a-59f455d3215f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 10, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 7, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 2
Exams: S66
First exam: May 7, 2012
First registration: May 10, 2012
Dual registered: yes, broker-dealer
Other names: ANGELA NICOLE LUNSFORD|ANGELA NICOLE LUNSFORD|NICOLE FERRELL
IAPD individual key: 6021443

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 25, 2014	n/a	yes	ASHEVILLE, NC	Current employment
CAPITAL INVESTMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	May 10, 2012	Aug 15, 2014	no	RALEIGH, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL INVESTMENT ADVISORY SERVICES, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 15, 2014	Aug 25, 2014	10	Firm change	Other

Relationships

Registered with (2)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Aug 25, 2014 to presentfactForm ADV
→ CAPITAL INVESTMENT ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
May 10, 2012 to Aug 15, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:efcf4a13-9282-d193-2e9a-59f455d3215f
First observed: May 10, 2012
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ANGELA NICOLE FERRELL

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ASHEVILLE, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:efcf4a13-9282-d193-2e9a-59f455d3215f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:29 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Aug 25, 2014

n/a

yes

ASHEVILLE, NC

Current employment

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

Bd affiliated wealth

May 10, 2012

Aug 15, 2014

RALEIGH, NC

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Aug 15, 2014

Aug 25, 2014

Firm change

Other