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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)27 years in industry

DANIEL PAUL DUEWEKE

Advisor at COMMONWEALTH FINANCIAL NETWORK

Bay City, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:efd61c60-eec9-9c46-4e4d-1a46cfb490da

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 25, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMMONWEALTH FINANCIAL NETWORK
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 12, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Aug 12, 1999
First registration: Apr 25, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 3261553

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Jul 29, 2024	n/a	yes	Bay City, MI	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 21, 2014	Jul 26, 2024	no	BAY CITY, MI	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Oct 25, 2010	Jan 21, 2014	no	CLIO, MI\|SAGINAW, MI\|CARO, MI\|IONIA, MI\|BAY CITY, MI\|TROY, MI\|EAST LANSING, MI\|GRAND RAPIDS, MI\|TROY, MI\|TRAVERSE CITY, MI\|SHELBY TOWNSHIP, MI\|IONIA, MI	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 25, 2001	Oct 28, 2002	no	SAGINAW, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	COMMONWEALTH FINANCIAL NETWORK	Jul 26, 2024	Jul 29, 2024	3	Firm change	Ibd to ibd
CETERA INVESTMENT SERVICES LLC	CETERA INVESTMENT ADVISERS LLC	Jan 21, 2014	Jan 21, 2014	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CETERA INVESTMENT SERVICES LLC	Oct 28, 2002	Oct 25, 2010	2,919	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105644:8032:MI:2024-07-26	Jul 26, 2024	Jul 29, 2024	BAY CITY, MI	Firm change

Relationships

Registered with (4)

→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: current employment
Jul 29, 2024 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 21, 2014 to Jul 26, 2024factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Oct 25, 2010 to Jan 21, 2014factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 25, 2001 to Oct 28, 2002factForm ADV

Dated events

Occurred
Jul 26, 2024
Advisor changed firm
Daniel Paul Dueweke left Cetera Investment Advisers Llc for Commonwealth Financial Network (registered 2024-07-29)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:efd61c60-eec9-9c46-4e4d-1a46cfb490da
First observed: Apr 25, 2001
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DANIEL PAUL DUEWEKE

Advisor at COMMONWEALTH FINANCIAL NETWORK

Bay City, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:efd61c60-eec9-9c46-4e4d-1a46cfb490da

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:52 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

COMMONWEALTH FINANCIAL NETWORK

National bd RIA

Jul 29, 2024

n/a

yes

Bay City, MI

Current employment

CETERA INVESTMENT ADVISERS LLC

Bd affiliated wealth

Jan 21, 2014

Jul 26, 2024

BAY CITY, MI

Previous registration

CETERA INVESTMENT SERVICES LLC

Former SEC adviser

Oct 25, 2010

Jan 21, 2014

Previous registration

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Apr 25, 2001

Oct 28, 2002

SAGINAW, MI

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CETERA INVESTMENT ADVISERS LLC

COMMONWEALTH FINANCIAL NETWORK

Jul 26, 2024

Jul 29, 2024

Firm change

Ibd to ibd

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT ADVISERS LLC

Jan 21, 2014

Bulk transfer

Other

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CETERA INVESTMENT SERVICES LLC

Oct 28, 2002

Oct 25, 2010

2,919

Firm change after gap

Other

Team

Left

Joined

From

Kind

105644:8032:MI:2024-07-26

Jul 26, 2024

Jul 29, 2024

BAY CITY, MI

Firm change