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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

Wesley Burroughs

Advisor at SCHWAB WEALTH ADVISORY, INC.

Bellevue, WA

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Search this name across graphsid dfx:ria:efdb1cfb-267e-59d9-df95-35fd77543b8a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Dec 3, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Aug 20, 2019
First registration: Dec 3, 2020
Dual registered: yes, broker-dealer
Other names: Wesley Burroughs|Wes Burroughs|Wesley Watson Burroughs
IAPD individual key: 7148777

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Sep 8, 2025	n/a	yes	Bellevue, WA	Current employment
SNIDER FINANCIAL GROUP	Independent wealth	Oct 25, 2024	Jul 29, 2025	no	BELLEVUE, WA	Previous registration
COLDSTREAM WEALTH MANAGEMENT	Independent wealth	Feb 22, 2023	Sep 20, 2024	no	BELLEVUE, WA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 19, 2021	Nov 29, 2022	no	EVERETT, WA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Dec 3, 2020	Mar 10, 2021	no	BELLEVUE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SNIDER FINANCIAL GROUP	SCHWAB WEALTH ADVISORY, INC.	Jul 29, 2025	Sep 8, 2025	41	Firm change	Other
COLDSTREAM WEALTH MANAGEMENT	SNIDER FINANCIAL GROUP	Sep 20, 2024	Oct 25, 2024	35	Firm change	RIA to RIA
LPL FINANCIAL LLC	COLDSTREAM WEALTH MANAGEMENT	Nov 29, 2022	Feb 22, 2023	85	Firm change	RIA to RIA
EQUITABLE ADVISORS, LLC	LPL FINANCIAL LLC	Mar 10, 2021	Mar 19, 2021	9	Firm change	Ibd to ibd

Relationships

Registered with (5)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: current employment
Sep 8, 2025 to presentfactForm ADV
→ SNIDER FINANCIAL GROUPRegistered adviserregistration: previous registration
Oct 25, 2024 to Jul 29, 2025factForm ADV
→ COLDSTREAM WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Feb 22, 2023 to Sep 20, 2024factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 19, 2021 to Nov 29, 2022factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 3, 2020 to Mar 10, 2021factForm ADV

Dated events

Occurred
Jul 29, 2025
Advisor changed firm
Wesley Burroughs left Snider Financial Group for Schwab Wealth Advisory, Inc. (registered 2025-09-08)
Form ADVobserved 4 days ago
Occurred
Sep 20, 2024
Advisor changed firm
Wesley Burroughs left Coldstream Wealth Management for Snider Financial Group (registered 2024-10-25)
Form ADVobserved 4 days ago
Occurred
Nov 29, 2022
Advisor changed firm
Wesley Burroughs left Lpl Financial Llc for Coldstream Wealth Management (registered 2023-02-22)
Form ADVobserved 4 days ago