DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Wesley Burroughs

Schwab Wealth Advisory, Inc.no RAUMBellevue, Wadual registrantIAPD 7148777

Certified Financial Planner

Feed of 09/14/2026

Also filed as Wesley Burroughs

At current firm

1 y

since Sep 8, 2025

In the industry

10 y

since Jun 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Schwab Wealth Advisory, Inc. no RAUM current
since Sep 8, 2025 · Bellevue, Wa
Snider Financial Group independent RIA
Oct 25, 2024 to Jul 29, 2025 · Bellevue, Wa
Coldstream Wealth Management independent RIA
Feb 22, 2023 to Sep 20, 2024 · Bellevue, Wa
LPL Financial LLC BD affiliated
Mar 19, 2021 to Nov 29, 2022 · Everett, Wa
Equitable Advisors, LLC national BD
Dec 3, 2020 to Mar 10, 2021 · Bellevue, Wa

Moves

a registration end followed by a registration begin elsewhere

Snider Financial Group to Schwab Wealth Advisory, Inc.
left Jul 29, 2025, registered Sep 8, 2025 (41 days) · Other
Coldstream Wealth Management to Snider Financial Group
left Sep 20, 2024, registered Oct 25, 2024 (35 days) · RIA to RIA
LPL Financial LLC to Coldstream Wealth Management
left Nov 29, 2022, registered Feb 22, 2023 (85 days) · RIA to RIA
Equitable Advisors, LLC to LPL Financial LLC
left Mar 10, 2021, registered Mar 19, 2021 (9 days) · Affiliated broker-dealer or bank to another

Signals

Wesley Burroughs left Snider Financial Group for Schwab Wealth Advisory, Inc. (registered 2025-09-08)
Jul 29, 2025 · Advisor changed firm · fact
Wesley Burroughs left Coldstream Wealth Management for Snider Financial Group (registered 2024-10-25)
Sep 20, 2024 · Advisor changed firm · fact
Wesley Burroughs left Lpl Financial Llc for Coldstream Wealth Management (registered 2023-02-22)
Nov 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address