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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

JAMES HENRY PERRY

Advisor at GATEWAY WEALTH PARTNERS, LLC

APPLETON, WI | Montgomery, AL

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Search this name across graphsid dfx:ria:efe07a04-a1e2-46d9-8696-13931c35b48c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 26, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GATEWAY WEALTH PARTNERS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 9, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Dec 9, 2002
First registration: Jun 26, 2009
Dual registered: yes, broker-dealer
Other names: JAMES HENRY PERRY |JIM PERRY
IAPD individual key: 4612862

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GATEWAY WEALTH PARTNERS, LLC	Independent wealth	Apr 10, 2026	n/a	yes	APPLETON, WI\|Montgomery, AL	Current employment
INVISTA ADVISORS	Independent wealth	Jul 8, 2016	Sep 1, 2025	no	MONTGOMERY, AL	Previous registration
GLOBAL RETIREMENT PARTNERS LLC	Institutional manager	Sep 18, 2014	Dec 9, 2014	no	BIRMINGHAM, AL\|SAN RAFAEL, CA	Previous registration
FINANCIAL TELESIS, INC.	Former SEC adviser	Jun 16, 2011	Dec 10, 2014	no	SAN RAFAEL, CA\|BIRMINGHAM, AL	Previous registration
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Bd affiliated wealth	Mar 10, 2010	Jun 3, 2011	no	AUBURN, AL\|Cedar Rapids, IA\|AUBURN, AL	Previous registration
FIRST LEGACY SECURITIES, LLC	n/a	Jun 26, 2009	Feb 23, 2010	no	MONTGOMERY, AL\|MONTGOMERY, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVISTA ADVISORS	GATEWAY WEALTH PARTNERS, LLC	Sep 1, 2025	Apr 10, 2026	221	Firm change	RIA to RIA
FINANCIAL TELESIS, INC.	GLOBAL RETIREMENT PARTNERS LLC	Dec 10, 2014	Sep 18, 2014	-83	Firm change after gap	Other
GLOBAL RETIREMENT PARTNERS LLC	INVISTA ADVISORS	Dec 9, 2014	Jul 8, 2016	577	Firm change after gap	Other
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	FINANCIAL TELESIS, INC.	Jun 3, 2011	Jun 16, 2011	13	Firm change	Other
FIRST LEGACY SECURITIES, LLC	BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Feb 23, 2010	Mar 10, 2010	15	Firm change	Other

Relationships

Registered with (6)

→ GATEWAY WEALTH PARTNERS, LLCRegistered adviserregistration: current employment
Apr 10, 2026 to presentfactForm ADV
→ INVISTA ADVISORSRegistered adviserregistration: previous registration
Jul 8, 2016 to Sep 1, 2025factForm ADV
→ FINANCIAL TELESIS, INC.Registered adviserregistration: previous registration
Jun 16, 2011 to Dec 10, 2014factForm ADV
→ GLOBAL RETIREMENT PARTNERS LLCRegistered adviserregistration: previous registration
Sep 18, 2014 to Dec 9, 2014factForm ADV
→ BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 10, 2010 to Jun 3, 2011factForm ADV
→ FIRST LEGACY SECURITIES, LLCRegistered adviserregistration: previous registration
Jun 26, 2009 to Feb 23, 2010factForm ADV

Dated events

Occurred
Sep 1, 2025
Advisor changed firm
James Henry Perry left Invista Advisors for Gateway Wealth Partners, Llc (registered 2026-04-10)
Form ADVobserved 6 days ago