DFX Intelligence
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Advisor at M••••• S•••••• L••
El Segundo, CA | NEW Y•••, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• S•••••• L•• | Other adviser | Oct 20, 2021 | n/a | yes | El Segundo, CA|NEW Y•••, NY | Current employment |
| N•• Y••• L••• I••••••••• M••••••••• L•• | Asset manager | Jan 15, 2019 | Oct 21, 2021 | no | NEW Y•••, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N•• Y••• L••• I••••••••• M••••••••• L•• | M••••• S•••••• L•• | Oct 21, 2021 | Oct 20, 2021 | -1 | Channel change | Other |
| P••• I••••••••• L•• | N•• Y••• L••• I••••••••• M••••••••• L•• | Jan 7, 2019 | Jan 15, 2019 |
| P••• I••••••••• L•• | Asset manager | Dec 14, 2011 | Jan 7, 2019 | no | NEWARK, NJ | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Dec 7, 2007 | Dec 5, 2011 | no | PENNINGTON, NJ|PENNINGTON, NJ | Previous registration |
| 8 |
| Firm change |
| Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | P••• I••••••••• L•• | Dec 5, 2011 | Dec 14, 2011 | 9 | Firm change | Other |