DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Eric Snyder
At current firm
4 y
since Oct 20, 2021
In the industry
18 y
since Dec 5, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Mackay Shields LLC other currentsince Oct 20, 2021 · El Segundo, Ca
- New York Life Investment Management LLC asset managerJan 15, 2019 to Oct 21, 2021 · New York, Ny
- Pgim Investments LLC asset managerDec 14, 2011 to Jan 7, 2019 · Newark, Nj
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDec 7, 2007 to Dec 5, 2011 · Pennington, Nj
Moves
a registration end followed by a registration begin elsewhere
- New York Life Investment Management LLC to Mackay Shields LLCleft Oct 21, 2021, registered Oct 20, 2021 (-1 days) · channel change inside one enterprise, not a move
- Pgim Investments LLC to New York Life Investment Management LLCleft Jan 7, 2019, registered Jan 15, 2019 (8 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Pgim Investments LLCleft Dec 5, 2011, registered Dec 14, 2011 (9 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address