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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

KEVIN GLENN ALBRECHT

Advisor at NOVEM GROUP

East Bridgewater, NJ | ROCHESTER, NY

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Search this name across graphsid dfx:ria:f0153c4f-d241-0079-39fa-2c2e05fc9b04

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: May 28, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NOVEM GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 22, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S63|S65|S66
First exam: Jun 22, 1988
First registration: May 28, 2009
Dual registered: yes, broker-dealer
Other names: KEV ALBRECHT|KEVIN GLEN ALBRECHT|KEVIN GLENN ALBRECHT|KEVIN ALBRECHT
IAPD individual key: 1446140

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NOVEM GROUP	Independent wealth	May 13, 2022	n/a	yes	East Bridgewater, NJ\|ROCHESTER, NY	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 21, 2021	May 16, 2022	no	BRIDGEWATER, NJ\|CHARLEROI, PA	Previous registration
WADDELL & REED	Former SEC adviser	Jun 10, 2020	Jul 21, 2021	no	BRIDGEWATER, NJ\|CHARLEROI, PA	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 21, 2014	Jun 10, 2020	no	DUNELLEN, NJ	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Nov 19, 2012	Jan 21, 2014	no	ST CLOUD, MN\|DUNNELLEN, NJ	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Oct 19, 2009	Aug 22, 2012	no	SAN DIEGO, CA\|FLEMINGTON, NJ	Previous registration
WELLS FARGO ADVISORS	Wirehouse	May 28, 2009	Oct 22, 2009	no	SHORT HILLS, NJ\|HILLSBOROUGH, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	NOVEM GROUP	May 16, 2022	May 13, 2022	-3	Firm change	RIA to RIA
WADDELL & REED	LPL FINANCIAL LLC	Jul 21, 2021	Jul 21, 2021	0	Bulk transfer	Ibd to ibd
CETERA INVESTMENT ADVISERS LLC	WADDELL & REED	Jun 10, 2020	Jun 10, 2020	0	Firm change	Ibd to ibd
CETERA INVESTMENT SERVICES LLC	CETERA INVESTMENT ADVISERS LLC	Jan 21, 2014	Jan 21, 2014	0	Bulk transfer	Other
CUSO FINANCIAL SERVICES, L.P.	CETERA INVESTMENT SERVICES LLC	Aug 22, 2012	Nov 19, 2012	89	Firm change	Other
WELLS FARGO ADVISORS	CUSO FINANCIAL SERVICES, L.P.	Oct 22, 2009	Oct 19, 2009	-3	Firm change	Other

Relationships

Registered with (7)

→ NOVEM GROUPRegistered adviserregistration: current employment
May 13, 2022 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 21, 2021 to May 16, 2022factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Jun 10, 2020 to Jul 21, 2021factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 21, 2014 to Jun 10, 2020factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Nov 19, 2012 to Jan 21, 2014factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Oct 19, 2009 to Aug 22, 2012factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 28, 2009 to Oct 22, 2009factForm ADV

Dated events

Occurred
May 16, 2022
Advisor changed firm
Kevin Glenn Albrecht left Lpl Financial Llc for Novem Group (registered 2022-05-13)
Form ADVobserved 5 days ago