DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kevin Glenn Albrecht
Feed of 09/15/2026
Also filed as Kev Albrecht
At current firm
4 y
since May 13, 2022
In the industry
38 y
since Jun 22, 1988 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Novem Group independent RIA currentsince May 13, 2022 · East Bridgewater, Nj
- LPL Financial LLC BD affiliatedJul 21, 2021 to May 16, 2022 · Bridgewater, Nj
- Waddell & Reed formerJun 10, 2020 to Jul 21, 2021 · Bridgewater, Nj
- Cetera Investment Advisers LLC BD affiliatedJan 21, 2014 to Jun 10, 2020 · Dunellen, Nj
- Cetera Investment Services LLC formerNov 19, 2012 to Jan 21, 2014 · St Cloud, Mn
- Cuso Financial Services, L.P. formerOct 19, 2009 to Aug 22, 2012 · San Diego, Ca
- Wells Fargo Advisors wirehouseMay 28, 2009 to Oct 22, 2009 · Short Hills, Nj
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Novem Groupleft May 16, 2022, registered May 13, 2022 (-3 days) · RIA to RIA
- Waddell & Reed to LPL Financial LLCleft Jul 21, 2021, registered Jul 21, 2021 (0 days) · corporate re-registration, not a move
- Cetera Investment Advisers LLC to Waddell & Reedleft Jun 10, 2020, registered Jun 10, 2020 (0 days) · Affiliated broker-dealer or bank to another
- Cetera Investment Services LLC to Cetera Investment Advisers LLCleft Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
- Cuso Financial Services, L.P. to Cetera Investment Services LLCleft Aug 22, 2012, registered Nov 19, 2012 (89 days) · Other
- Wells Fargo Advisors to Cuso Financial Services, L.P.left Oct 22, 2009, registered Oct 19, 2009 (-3 days) · Other
Signals
- Kevin Glenn Albrecht left Lpl Financial Llc for Novem Group (registered 2022-05-13)May 16, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address