DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Summit Wealth And Retirement Partners
Legal name Summit Wealth & Retirement Planning, Inc.
Latest filing Mar 9, 2026
First filing on the tape Dec 27, 2016 · 39 filings
SEC status approved since Jan 5, 2017
RAUM
$978M
reported, Item 5.F
Discretionary
72%
of RAUM
Private clients
99%
$969M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$140M
derived; firm RAUM over IAPD count
Employees
12
7 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$978M as of Mar 9, 2026
Mar 17, 2017$354M then
HNW client RAUM$901M as of Mar 9, 2026
Mar 28, 2018$346M then
State-registered IARs (5.B.3)7 as of Mar 9, 2026
Mar 17, 20172 then
Employees (5.A)12 as of Mar 9, 2026
Mar 17, 20177 then
Private funds: no history
RAUM +19% over the last fiscal year+15% a year over threeIARs 6 to 7offices 2 to 4
Practice profile
derived from the filing of Mar 9, 2026; every figure names its basis
- RAUM per advisor
- $140MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 49derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.6MderivedHNW RAUM over HNW clients
- Average account
- $960,792derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 72%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 1.4derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.9%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $490M, 169 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$901M92%
- Individuals$68.2M7.0%
- Corporations and businesses$9.2M0.9%
- Charitable organizations$122,8850.0%
- Individual clients
- 152reported
- HNW clients
- 194reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 1,018reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $490M for 169 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jennifer Kate ButlerCertified Financial Planner | Eagle, Id | Jan 5, 2017 | 13 y | 2 |
| Robert Anthony CucchiaroCertified Financial Planner | Eagle, Id | Jan 6, 2017 | 23 y | 3 |
| Donald Ryan MccloskeyCertified Financial Planner | Camas, Wa | Apr 18, 2018 | 22 y | 1 |
| Dustin Edward BurkhartCertified Financial Planner | Eagle, Id | Nov 1, 2022 | 22 y | 1 |
| Harold King Porter | Eagle, Id | Nov 12, 2024 | 42 y | 3 |
| Scott Michael TerryCertified Financial Planner | Eagle, Id | Jan 1, 2025 | 36 y | 1 |
| Nicholas Fernando LemusCertified Financial Planner, Chartered Financial Analyst | Eagle, Id | Mar 2, 2026 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Naumdar Akhavan to Valkyrie Private Wealth ManagementJun 30, 2023 · RIA to a state-registered adviser
Joined, latest
- Scott Michael Terry from Osaic Fa, Inc.Jan 1, 2025 · Affiliated broker-dealer or bank to independent RIA
- Harold King Porter from Vsr Advisory ServicesNov 12, 2024 · Other
- Dustin Edward Burkhart from Whitaker-Myers Wealth Managers, Ltd.Nov 1, 2022 · RIA to RIA
- Donald Ryan Mccloskey from Osaic Fa, Inc.Apr 18, 2018 · Affiliated broker-dealer or bank to independent RIA
- Robert Anthony Cucchiaro from Summit Wealth And Retirement PartnersJan 6, 2017 · Other
- Naumdar Akhavan from Summit Wealth And Retirement PartnersJan 5, 2017 · Other
- Jennifer Kate Butler from Summit Wealth And Retirement PartnersJan 5, 2017 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Summit Wealth And Retirement PartnersMay 10, 2017 · Danville, Ca · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Anthony Robert Cucchiaro · President, Shareholdercontrolsince 09/2012 · owns 75% or more
- Ryan Donald Mccloskey · Chief Compliance Officercontrolsince 03/2019 · owns less than 5%
- King Harold Porter · Principal, Cfo, Shareholdercontrolsince 01/2006 · owns 5% to 10%
Related persons
Schedule D 7.A
- Summit Tax Planning, Inc. Dba Data Count Tax & Financial Servicesinsurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Eagle, Id · principal | 7 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 9, 2026PORTER, HAROLD, KING (PRINCIPAL, CFO, SHAREHOLDER) left Schedule A between the filings of 2019-03-27 and 2026-03-09peers: independent wealth managers, $500M to $1B (1,483)
What changed
consecutive filings, newest first
- Accounts · 966 to 1,018Aug 18, 2025 to Mar 9, 2026
- Advisory employees · 6 to 7Aug 18, 2025 to Mar 9, 2026
- HNW clients · 202 to 194Aug 18, 2025 to Mar 9, 2026
- Individual clients · 131 to 152Aug 18, 2025 to Mar 9, 2026
- Assets in custody · $365M to $490MAug 18, 2025 to Mar 9, 2026
- Employees · 11 to 12Aug 18, 2025 to Mar 9, 2026
- Financial planning clients · 101-250 to 251-500Aug 18, 2025 to Mar 9, 2026
- State-registered IARs · 6 to 7Aug 18, 2025 to Mar 9, 2026
- Other offices · 3 to 4Aug 18, 2025 to Mar 9, 2026
- Discretionary RAUM · $559M to $705MAug 18, 2025 to Mar 9, 2026
- HNW RAUM · $761M to $901MAug 18, 2025 to Mar 9, 2026
- Individual RAUM · $56.4M to $68.2MAug 18, 2025 to Mar 9, 2026
- Non-discretionary RAUM · $266M to $273MAug 18, 2025 to Mar 9, 2026
- RAUM · $825M to $978MAug 18, 2025 to Mar 9, 2026
- HQ city · SAN RAMON to EAGLEJun 25, 2025 to Aug 18, 2025
- HQ state · CA to IDJun 25, 2025 to Aug 18, 2025
- Financial planning clients · 101-250 to 101-250Apr 14, 2025 to Jun 25, 2025
- Other offices · 2 to 3Apr 14, 2025 to Jun 25, 2025
- Accounts · 917 to 966Sep 19, 2024 to Apr 14, 2025
- Corporate clients · 9 to 8Sep 19, 2024 to Apr 14, 2025
- HNW clients · 152 to 202Sep 19, 2024 to Apr 14, 2025
- Individual clients · 176 to 131Sep 19, 2024 to Apr 14, 2025
- Assets in custody · $312M to $365MSep 19, 2024 to Apr 14, 2025
- Employees · 10 to 11Sep 19, 2024 to Apr 14, 2025
- Other offices · 3 to 2Sep 19, 2024 to Apr 14, 2025
- Discretionary RAUM · $459M to $559MSep 19, 2024 to Apr 14, 2025
- HNW RAUM · $648M to $761MSep 19, 2024 to Apr 14, 2025
- Individual RAUM · $64.6M to $56.4MSep 19, 2024 to Apr 14, 2025
- Non-discretionary RAUM · $262M to $266MSep 19, 2024 to Apr 14, 2025
- RAUM · $721M to $825MSep 19, 2024 to Apr 14, 2025
- Accounts · 887 to 917Sep 19, 2023 to Mar 15, 2024
- Corporate clients · 10 to 9Sep 19, 2023 to Mar 15, 2024
- HNW clients · 161 to 152Sep 19, 2023 to Mar 15, 2024
- Individual clients · 156 to 176Sep 19, 2023 to Mar 15, 2024
- Assets in custody · $243M to $312MSep 19, 2023 to Mar 15, 2024
- Employees · 11 to 10Sep 19, 2023 to Mar 15, 2024
- HQ city · DANVILLE to SAN RAMONSep 19, 2023 to Mar 15, 2024
- Discretionary RAUM · $413M to $459MSep 19, 2023 to Mar 15, 2024
- HNW RAUM · $565M to $648MSep 19, 2023 to Mar 15, 2024
- Individual RAUM · $65.1M to $64.6MSep 19, 2023 to Mar 15, 2024
Signals
4 dated events
- Naumdar Akhavan left Summit Wealth And Retirement Partners for Valkyrie Private Wealth Management (registered 2023-05-05)Jun 30, 2023 · Advisor changed firm · fact
- Summit Wealth And Retirement Partners reported RAUM $548.6M, up 31% from $417.5M (2019-03-27 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- Ryan Donald Mccloskey (Chief Operating Officer & Chief Compliance Officer) appeared on Schedule A of Summit Wealth And Retirement PartnersMar 27, 2019 · Control person joined · fact
- Summit Wealth And Retirement Partners filed its initial SEC registration (Form ADV)Dec 27, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/summit-wealth-retirement-partnersreportedpublic record, Form ADV, Sep 17, 2026
- Website
- robertcucchiaro.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (925) 927-1900reportedpublic record, Form ADV, Mar 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $140Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026