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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

ZAHID SADIQ

Advisor at MUTUAL ADVISORS, LLC

Carpinteria, CA | OMAHA, NE

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Search this name across graphsid dfx:ria:f0484fd2-7fc2-2460-caef-0673b43e861c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 18, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MUTUAL ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 17, 2008
First registration: Mar 18, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 4341878

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MUTUAL ADVISORS, LLC	Bd affiliated wealth	Mar 14, 2018	n/a	yes	OMAHA, NE\|Carpinteria, CA	Current employment
MERCER GLOBAL ADVISORS INC.	Independent wealth	Feb 10, 2015	Mar 9, 2018	no	SANTA BARBARA, CA	Previous registration
MUTUAL ADVISORS, LLC	Bd affiliated wealth	Jun 25, 2013	Feb 9, 2015	no	CAMARILLO, CA	Previous registration
MUTUAL SECURITIES, INC.	Former SEC adviser	May 21, 2012	Jul 9, 2013	no	WESTLAKE VILLAGE, CA	Previous registration
PLANMEMBER SECURITIES CORPORATION	Independent wealth	Mar 18, 2008	Aug 26, 2011	no	CARPINTERIA, CA\|Carpinteria, CA\|CARPINTERIA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERCER GLOBAL ADVISORS INC.	MUTUAL ADVISORS, LLC	Mar 9, 2018	Mar 14, 2018	5	Firm change	Other
MUTUAL ADVISORS, LLC	MERCER GLOBAL ADVISORS INC.	Feb 9, 2015	Feb 10, 2015	1	Firm change	Other
MUTUAL SECURITIES, INC.	MUTUAL ADVISORS, LLC	Jul 9, 2013	Jun 25, 2013	-14	Firm change	Other
PLANMEMBER SECURITIES CORPORATION	MUTUAL SECURITIES, INC.	Aug 26, 2011	May 21, 2012	269	Firm change	Other

Relationships

Registered with (4)

→ MUTUAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 25, 2013 to Feb 9, 2015factForm ADV
→ MERCER GLOBAL ADVISORS INC.Registered adviserregistration: previous registration
Feb 10, 2015 to Mar 9, 2018factForm ADV
→ MUTUAL SECURITIES, INC.Registered adviserregistration: previous registration
May 21, 2012 to Jul 9, 2013factForm ADV
→ PLANMEMBER SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Mar 18, 2008 to Aug 26, 2011factForm ADV

Dated events

No dated event names this entity yet.