DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Zahid Sadiq
Feed of 09/14/2026
At current firm
8 y
since Mar 14, 2018
In the industry
20 y
since Mar 1, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Mutual Advisors, LLC BD affiliated currentsince Mar 14, 2018 · Omaha, Ne
- Mercer Global Advisors Inc. independent RIAFeb 10, 2015 to Mar 9, 2018 · Santa Barbara, Ca
- Mutual Advisors, LLC BD affiliatedJun 25, 2013 to Feb 9, 2015 · Camarillo, Ca
- Mutual Securities, Inc. formerMay 21, 2012 to Jul 9, 2013 · Westlake Village, Ca
- Planmember Securities Corporation independent RIAMar 18, 2008 to Aug 26, 2011 · Carpinteria, Ca
Moves
a registration end followed by a registration begin elsewhere
- Mercer Global Advisors Inc. to Mutual Advisors, LLCleft Mar 9, 2018, registered Mar 14, 2018 (5 days) · Other
- Mutual Advisors, LLC to Mercer Global Advisors Inc.left Feb 9, 2015, registered Feb 10, 2015 (1 days) · Other
- Mutual Securities, Inc. to Mutual Advisors, LLCleft Jul 9, 2013, registered Jun 25, 2013 (-14 days) · Other
- Planmember Securities Corporation to Mutual Securities, Inc.left Aug 26, 2011, registered May 21, 2012 (269 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address