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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

Alexander Robert Nuno

Advisor at LPL FINANCIAL LLC

HOUSTON, TX

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Search this name across graphsid dfx:ria:f0559b46-e1d7-c071-e41b-e6a4b5904e7c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Feb 26, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 20, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Mar 20, 1998
First registration: Feb 26, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 3027955

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 5, 2026	n/a	yes	HOUSTON, TX	Current employment
BOK FINANCIAL ADVISORS	Bd affiliated wealth	Oct 19, 2022	Nov 20, 2025	no	Plano, TX\|Houston, TX\|Plano, TX\|San Antonio, TX	Previous registration
COMERICA SECURITIES	Former SEC adviser	Oct 6, 2015	Oct 11, 2022	no	HOUSTON, TX	Previous registration
AMEGY INVESTMENTS, INC.	Former SEC adviser	Jan 5, 2012	Aug 18, 2015	no	HOUSTON, TX	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Nov 7, 2011	Dec 20, 2011	no	HOUSTON, TX	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 3, 2011	Sep 9, 2011	no	HOUSTON, TX\|HOUSTON, TX\|CHARLOTTE, NC	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Jun 26, 2007	Jan 3, 2011	no	HOUSTON, TX	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Feb 26, 2004	Jun 20, 2007	no	HOUSTON, TX\|HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BOK FINANCIAL ADVISORS	LPL FINANCIAL LLC	Nov 20, 2025	Jun 5, 2026	197	Firm change	Ibd to ibd
COMERICA SECURITIES	BOK FINANCIAL ADVISORS	Oct 11, 2022	Oct 19, 2022	8	Firm change	RIA to ibd
AMEGY INVESTMENTS, INC.	COMERICA SECURITIES	Aug 18, 2015	Oct 6, 2015	49	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	AMEGY INVESTMENTS, INC.	Dec 20, 2011	Jan 5, 2012	16	Firm change	Other
WELLS FARGO ADVISORS	CITIGROUP GLOBAL MARKETS INC.	Sep 9, 2011	Nov 7, 2011	59	Firm change	Other
WELLS FARGO INVESTMENTS, LLC	WELLS FARGO ADVISORS	Jan 3, 2011	Jan 3, 2011	0	Bulk transfer	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	WELLS FARGO INVESTMENTS, LLC	Jun 20, 2007	Jun 26, 2007	6	Firm change	Other

Relationships

Registered with (8)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jun 5, 2026 to presentfactForm ADV
→ BOK FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Oct 19, 2022 to Nov 20, 2025factForm ADV
→ COMERICA SECURITIESRegistered adviserregistration: previous registration
Oct 6, 2015 to Oct 11, 2022factForm ADV
→ AMEGY INVESTMENTS, INC.Registered adviserregistration: previous registration
Jan 5, 2012 to Aug 18, 2015factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Nov 7, 2011 to Dec 20, 2011factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 3, 2011 to Sep 9, 2011factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jun 26, 2007 to Jan 3, 2011factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Feb 26, 2004 to Jun 20, 2007factForm ADV

Dated events

Occurred
Nov 20, 2025
Advisor changed firm
Alexander Robert Nuno left Bok Financial Advisors for Lpl Financial Llc (registered 2026-06-05)
Form ADVobserved 6 days ago
Occurred
Oct 11, 2022
Advisor changed firm
Alexander Robert Nuno left Comerica Securities for Bok Financial Advisors (registered 2022-10-19)
Form ADVobserved 6 days ago