DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Alexander Robert Nuno

LPL Financial LLCBD affiliatedHouston, Txdual registrantIAPD 3027955

Feed of 09/14/2026

At current firm

0 y

since Jun 5, 2026

In the industry

28 y

since Mar 20, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jun 5, 2026 · Houston, Tx
Bok Financial Advisors BD affiliated
Oct 19, 2022 to Nov 20, 2025 · Plano, Tx
Comerica Securities former
Oct 6, 2015 to Oct 11, 2022 · Houston, Tx
Amegy Investments, Inc. former
Jan 5, 2012 to Aug 18, 2015 · Houston, Tx
Citigroup Global Markets Inc. BD affiliated
Nov 7, 2011 to Dec 20, 2011 · Houston, Tx
Wells Fargo Advisors wirehouse
Jan 3, 2011 to Sep 9, 2011 · Houston, Tx
Wells Fargo Investments, LLC unclassified
Jun 26, 2007 to Jan 3, 2011 · Houston, Tx
Banc Of America Investment Services, Inc. unclassified
Feb 26, 2004 to Jun 20, 2007 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

Bok Financial Advisors to LPL Financial LLC
left Nov 20, 2025, registered Jun 5, 2026 (197 days) · Affiliated broker-dealer or bank to another
Comerica Securities to Bok Financial Advisors
left Oct 11, 2022, registered Oct 19, 2022 (8 days) · RIA to affiliated broker-dealer or bank
Amegy Investments, Inc. to Comerica Securities
left Aug 18, 2015, registered Oct 6, 2015 (49 days) · Other
Citigroup Global Markets Inc. to Amegy Investments, Inc.
left Dec 20, 2011, registered Jan 5, 2012 (16 days) · Other
Wells Fargo Advisors to Citigroup Global Markets Inc.
left Sep 9, 2011, registered Nov 7, 2011 (59 days) · Other
Wells Fargo Investments, LLC to Wells Fargo Advisors
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Banc Of America Investment Services, Inc. to Wells Fargo Investments, LLC
left Jun 20, 2007, registered Jun 26, 2007 (6 days) · Other

Signals

Alexander Robert Nuno left Bok Financial Advisors for Lpl Financial Llc (registered 2026-06-05)
Nov 20, 2025 · Advisor changed firm · fact
Alexander Robert Nuno left Comerica Securities for Bok Financial Advisors (registered 2022-10-19)
Oct 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address