DFX Intelligence

D•••• S••• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

D•••• S••• K•••••••

Advisor at E•• P•••••••• M••••••••• L••

WESTLAKE VILLAGE, CA

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Search this name across graphsid dfx:ria:f07f367d-7133-9276-c013-7e14adbefa66

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 12, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•• P•••••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 23, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•• P•••••••• M••••••••• L••	State registered	Oct 13, 2025	n/a	yes	WESTLAKE VILLAGE, CA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Aug 16, 2004	Nov 29, 2007	no	WESTLAKE VILLAGE, CA\|WESTLAKE VILLAGE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	E•• P•••••••• M••••••••• L••	Nov 29, 2007	Oct 13, 2025	6,528	Firm change after gap	Wirehouse to state RIA
K••••••• C•••••• M••••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Dec 31, 2004

Relationships

Registered with (3)

→ E•• P•••••••• M••••••••• L••Registered adviserregistration: current employment
Oct 13, 2025 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 16, 2004 to Nov 29, 2007factForm ADV
→ K••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 12, 2000 to Dec 31, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f07f367d-7133-9276-c013-7e14adbefa66
First observed: Jan 12, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.