RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• S••• K•••••••
- E•• P•••••••• M••••••••• L•• state registered currentsince Oct 13, 2025 · Westlake Village, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 16, 2004 to Nov 29, 2007 · Westlake Village, Ca
- K••••••• C•••••• M••••••••• L•• unclassifiedJan 12, 2000 to Nov 15, 1999 · Thousand Oaks, Ca
- K••••••• C•••••• M••••••••• L•• unclassifiedJan 12, 2000 to Dec 31, 2004 · Thousand Oaks, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E•• P•••••••• M••••••••• L••left Nov 29, 2007, registered Oct 13, 2025 (6528 days) · Wirehouse to a state-registered adviser
- K••••••• C•••••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Dec 31, 2004, registered Aug 16, 2004 (-137 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address