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Advisor at HBKS WEALTH ADVISORS
Naples, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HBKS WEALTH ADVISORS | Independent wealth | Jan 3, 2020 | n/a | yes | Naples, FL | Current employment |
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Mar 5, 2014 | Jan 17, 2019 | no | CHARLOTTE, NC | Previous registration |
| BARON SILVER STEVENS FINANCIAL ADVISORS, LLC | Independent wealth | Jan 28, 2010 | Feb 7, 2014 | no | BOCA RATON, FL | Previous registration |
| NATCITY INVESTMENTS, INC. | n/a | Dec 17, 2007 | Apr 29, 2008 | no | WELLINGTON, FL | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Apr 4, 2007 | Dec 18, 2007 | no | GAINESVILLE, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 25, 2005 | Jul 18, 2006 | no | JACKSONVILLE, FL|JACKSONVILLE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VANGUARD ADVISERS, INC. | HBKS WEALTH ADVISORS | Jan 17, 2019 | Jan 3, 2020 | 351 | Firm change | Ibd to RIA |
| BARON SILVER STEVENS FINANCIAL ADVISORS, LLC | VANGUARD ADVISERS, INC. | Feb 7, 2014 | Mar 5, 2014 | 26 | Firm change | Other |
| NATCITY INVESTMENTS, INC. | BARON SILVER STEVENS FINANCIAL ADVISORS, LLC | Apr 29, 2008 | Jan 28, 2010 | 639 | Firm change after gap | Other |
| SUNTRUST INVESTMENT SERVICES, INC. | NATCITY INVESTMENTS, INC. | Dec 18, 2007 | Dec 17, 2007 | -1 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SUNTRUST INVESTMENT SERVICES, INC. | Jul 18, 2006 | Apr 4, 2007 | 260 | Firm change | Other |