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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

BRIAN CRAIG PARKER

Advisor at SUPREME ALLIANCE LLC

CHARLOTTE, NC | Charlotte, NC | Timberlake, NC | Titusville, FL

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Search this name across graphsid dfx:ria:f0c41cc0-8dc7-4303-b7d9-87635b7004b9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 6, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SUPREME ALLIANCE LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 6, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 18
Exams: S63|S66
First exam: Oct 9, 2000
First registration: Oct 6, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 1631408

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SUPREME ALLIANCE LLC	Independent wealth	Apr 1, 2022	n/a	yes	Charlotte, NC\|Titusville, FL\|Timberlake, NC\|CHARLOTTE, NC\|CHARLOTTE, NC	Current employment
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Mar 7, 2011	Sep 4, 2020	no	HOUSTON, TX\|ROXBORO, NC\|GRAHAM, NC\|ORLANDO, FL\|TIMBERLAKE, NC\|GRAHAM, NC\|TIMBERLAKE, NC\|DURHAM, NC	Previous registration
LEGG MASON WOOD WALKER, INCORPORATED	n/a	Sep 19, 2003	Nov 18, 2004	no	TAMPA, FL	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Oct 6, 2000	Sep 22, 2003	no	CLEARWATER, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEXT FINANCIAL GROUP, INC.	SUPREME ALLIANCE LLC	Sep 4, 2020	Apr 1, 2022	574	Firm change after gap	Ibd to RIA
LEGG MASON WOOD WALKER, INCORPORATED	NEXT FINANCIAL GROUP, INC.	Nov 18, 2004	Mar 7, 2011	2,300	Firm change after gap	Other
A. G. EDWARDS & SONS, INC.	LEGG MASON WOOD WALKER, INCORPORATED	Sep 22, 2003	Sep 19, 2003	-3	Firm change	Other

Relationships

Registered with (4)

→ SUPREME ALLIANCE LLCRegistered adviserregistration: current employment
Apr 1, 2022 to presentfactForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Mar 7, 2011 to Sep 4, 2020factForm ADV
→ LEGG MASON WOOD WALKER, INCORPORATEDRegistered adviserregistration: previous registration
Sep 19, 2003 to Nov 18, 2004factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Oct 6, 2000 to Sep 22, 2003factForm ADV

Dated events

No dated event names this entity yet.