DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian Craig Parker
Feed of 09/15/2026
At current firm
4 y
since Apr 1, 2022
In the industry
25 y
since Oct 6, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
18
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Supreme Alliance LLC independent RIA currentsince Apr 1, 2022 · Charlotte, Nc
- Next Financial Group, Inc. formerMar 7, 2011 to Sep 4, 2020 · Houston, Tx
- Legg Mason Wood Walker, Incorporated unclassifiedSep 19, 2003 to Nov 18, 2004 · Tampa, Fl
- A. G. Edwards & Sons, Inc. unclassifiedOct 6, 2000 to Sep 22, 2003 · Clearwater, Fl
Moves
a registration end followed by a registration begin elsewhere
- Next Financial Group, Inc. to Supreme Alliance LLCleft Sep 4, 2020, registered Apr 1, 2022 (574 days) · Affiliated broker-dealer or bank to independent RIA
- Legg Mason Wood Walker, Incorporated to Next Financial Group, Inc.left Nov 18, 2004, registered Mar 7, 2011 (2300 days) · Other
- A. G. Edwards & Sons, Inc. to Legg Mason Wood Walker, Incorporatedleft Sep 22, 2003, registered Sep 19, 2003 (-3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address