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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Ravin Kawailani Walters

Advisor at THRIVENT INVESTMENT MANAGEMENT INC.

Cedarburg, WI | Santa Monica, CA

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Search this name across graphsid dfx:ria:f0d38a71-c6ef-7c8f-5a02-8791f40f1a2a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Apr 9, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THRIVENT INVESTMENT MANAGEMENT INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 9, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Feb 9, 2015
First registration: Apr 9, 2015
Dual registered: yes, broker-dealer
Other names: RAVIN WALTERS|RAVIN K WALTERS
IAPD individual key: 6409772

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Sep 28, 2023	n/a	yes	Santa Monica, CA\|Cedarburg, WI	Current employment
CGN ADVISORS, LLC	Independent wealth	Mar 1, 2023	Sep 18, 2023	no	MANHATTAN, KS	Previous registration
SIGNATURE INVESTMENT ADVISORS, LLC	Independent wealth	Oct 26, 2020	Feb 10, 2023	no	LOS ANGELES, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 3, 2017	Jun 11, 2020	no	WETHERSFIELD, CT\|BLOOMFIELD, CT\|MILFORD, CT\|BLOOMFIELD, CT\|MILFORD, CT\|NEW HAVEN, CT	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Sep 30, 2015	Dec 9, 2016	no	West Hartford, CT	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Apr 9, 2015	Aug 21, 2015	no	WEST HARTFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CGN ADVISORS, LLC	THRIVENT INVESTMENT MANAGEMENT INC.	Sep 18, 2023	Sep 28, 2023	10	Firm change	RIA to ibd
SIGNATURE INVESTMENT ADVISORS, LLC	CGN ADVISORS, LLC	Feb 10, 2023	Mar 1, 2023	19	Firm change	RIA to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	SIGNATURE INVESTMENT ADVISORS, LLC	Jun 11, 2020	Oct 26, 2020	137	Firm change	Wirehouse to RIA
CHARLES SCHWAB & CO., INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Dec 9, 2016	Jan 3, 2017	25	Firm change	Ibd to wirehouse
MSI FINANCIAL SERVICES, INC.	CHARLES SCHWAB & CO., INC.	Aug 21, 2015	Sep 30, 2015	40	Firm change	Other

Relationships

Registered with (6)

→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: current employment
Sep 28, 2023 to presentfactForm ADV
→ CGN ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 1, 2023 to Sep 18, 2023factForm ADV
→ SIGNATURE INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 26, 2020 to Feb 10, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 3, 2017 to Jun 11, 2020factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Sep 30, 2015 to Dec 9, 2016factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 9, 2015 to Aug 21, 2015factForm ADV

Dated events

Occurred
Sep 18, 2023
Advisor changed firm
Ravin Kawailani Walters left Cgn Advisors, Llc for Thrivent Investment Management Inc. (registered 2023-09-28)
Form ADVobserved 6 days ago
Occurred
Feb 10, 2023
Advisor changed firm
Ravin Kawailani Walters left Signature Investment Advisors, Llc for Cgn Advisors, Llc (registered 2023-03-01)
Form ADVobserved 6 days ago