DFX Intelligence
Reading the graph
Reading the graph
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Advisor at V••••• I••••••••• A•••••••• L••
ENCINITAS, CA | HARTFORD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V••••• I••••••••• A•••••••• L•• | Asset manager | Jun 21, 2024 | n/a | yes | ENCINITAS, CA|HARTFORD, CT | Current employment |
| I••••••••• F•••••••• G••••• L•• | Bd affiliated wealth | Mar 6, 2023 | May 31, 2024 | no | SAN DIEGO, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| I••••••••• F•••••••• G••••• L•• | V••••• I••••••••• A•••••••• L•• | May 31, 2024 | Jun 21, 2024 | 21 | Firm change | Other |
| A•••••• G••••• I•••••••• M•••••• A••••••• L•• | I••••••••• F•••••••• G••••• L•• | Aug 17, 2007 | Mar 6, 2023 |
| A•••••• G••••• I•••••••• M•••••• A••••••• L•• | Former SEC adviser | Apr 4, 2005 | Aug 17, 2007 | no | STAMFORD, CT | Previous registration |
| 5,680 |
| Firm change after gap |
| Other |