DFX Intelligence

M•••••• E•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

M•••••• E•••••••

Advisor at S•••• F••• I••••••••• M••••••••• C••••

Gladwin, MI | Bay City, MI

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Search this name across graphsid dfx:ria:f0deabaa-82f8-3327-ac49-6bbcf8710ab6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 0
Dated events: 1
On other graphs: 0
Observed: Jan 11, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• F••• I••••••••• M••••••••• C••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Feb 27, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• F••• I••••••••• M••••••••• C••••	Asset manager	Sep 14, 2026	n/a	yes	Bay City, MI\|Gladwin, MI	Current employment
C••• L••	Bd affiliated wealth	Dec 16, 2025	Jul 22, 2026	no	Saginaw, MI\|OMAHA, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• L••	S•••• F••• I••••••••• M••••••••• C••••	Jul 22, 2026	Sep 14, 2026	54	Firm change	Other
C••••• I••••••••• A••••••• L••	C••• L••	Dec 31, 2025	Dec 16, 2025

Relationships

No published relationship touches this entity yet.

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

Occurred
Sep 14, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f0deabaa-82f8-3327-ac49-6bbcf8710ab6
First observed: Jan 11, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.