This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ALLWORTH FINANCIAL, L.P.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 27, 1985earliest registration or exam on IAPD

Years in industry

41derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66|S63

First exam

Mar 27, 1985

First registration

Nov 21, 2001

Dual registered

no

IAPD individual key

1349947

• Occurred

  Oct 13, 2025
  Advisor changed firm

  Ronald Robert Brock left Innovative Portfolios Llc for Allworth Financial, L.P. (registered 2025-05-30)

  Form ADVobserved 4 days ago
• Occurred

  Sep 12, 2025
  Advisor changed firm

  Ronald Robert Brock left Sheaff Brock Investment Advisors, Llc for Innovative Portfolios Llc (registered 2015-12-07)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:f0e73581-eba6-d38c-3973-dd931b2ce91e

First observed

Nov 21, 2001

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.