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Advisor at ROSEWOOD WEALTH MANAGEMENT
DURHAM, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROSEWOOD WEALTH MANAGEMENT | State registered | Dec 2, 2016 | n/a | yes | DURHAM, NC | Current employment |
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Dec 2, 2016 | Apr 3, 2023 | no | Durham, NC | Previous registration |
| MADRONA FINANCIAL & CPAS | Independent wealth | Oct 14, 2014 | Dec 1, 2016 | no | APEX, NC|Durham, NC|Durham, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AE WEALTH MANAGEMENT, LLC | ROSEWOOD WEALTH MANAGEMENT | Apr 3, 2023 | Dec 2, 2016 | -2,313 | Firm change after gap | Ibd to state RIA |
| MADRONA FINANCIAL & CPAS | AE WEALTH MANAGEMENT, LLC | Dec 1, 2016 | Dec 2, 2016 | 1 | Firm change | Other |