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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

CORY BRITT HOAGSTROM

Advisor at LPL FINANCIAL LLC

LINCOLN, NE

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Search this name across graphsid dfx:ria:f10166c6-2cd5-ea63-5587-745852a91802

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 28, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 24, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 24, 2004
First registration: Jun 28, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 4763164

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 6, 2023	n/a	yes	LINCOLN, NE	Current employment
BFC PLANNING, INC.	Bd affiliated wealth	Aug 29, 2016	Oct 6, 2017	no	Lincoln, NE\|CEDAR RAPIDS, IA	Previous registration
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Bd affiliated wealth	Dec 21, 2010	Jun 5, 2023	no	LINCOLN, NE	Previous registration
EDWARD JONES	National bd RIA	Jul 18, 2005	Dec 20, 2010	no	LINCOLN, NE	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Jun 28, 2004	Jul 11, 2005	no	LINCOLN, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	BFC PLANNING, INC.	Jun 5, 2023	Aug 29, 2016	-2,471	Firm change after gap	Other
BFC PLANNING, INC.	LPL FINANCIAL LLC	Oct 6, 2017	Jun 6, 2023	2,069	Firm change after gap	Other
EDWARD JONES	BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.	Dec 20, 2010	Dec 21, 2010	1	Firm change	Other
PRUCO SECURITIES, LLC	EDWARD JONES	Jul 11, 2005	Jul 18, 2005	7	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jun 6, 2023 to presentfactForm ADV
→ BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Dec 21, 2010 to Jun 5, 2023factForm ADV
→ BFC PLANNING, INC.Registered adviserregistration: previous registration
Aug 29, 2016 to Oct 6, 2017factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jul 18, 2005 to Dec 20, 2010factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jun 28, 2004 to Jul 11, 2005factForm ADV

Dated events

Occurred
Jun 5, 2023
Advisor changed firm
Cory Britt Hoagstrom left Berthel Fisher & Company Financial Services, Inc. for Bfc Planning, Inc. (registered 2016-08-29)
Form ADVobserved 6 days ago