RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••• B•••• H••••••••
- L•• F•••••••• L•• BD affiliated currentsince Jun 6, 2023 · Lincoln, Ne
- B•• P•••••••• I••• BD affiliatedAug 29, 2016 to Oct 6, 2017 · Lincoln, Ne
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• BD affiliatedDec 21, 2010 to Jun 5, 2023 · Lincoln, Ne
- E••••• J•••• national BDJul 18, 2005 to Dec 20, 2010 · Lincoln, Ne
- P•••• S••••••••• L•• no RAUMJun 28, 2004 to Jul 11, 2005 · Lincoln, Ne
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• to B•• P•••••••• I•••left Jun 5, 2023, registered Aug 29, 2016 (-2471 days) · Other
- B•• P•••••••• I••• to L•• F•••••••• L••left Oct 6, 2017, registered Jun 6, 2023 (2069 days) · Other
- E••••• J•••• to B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••left Dec 20, 2010, registered Dec 21, 2010 (1 days) · Other
- P•••• S••••••••• L•• to E••••• J••••left Jul 11, 2005, registered Jul 18, 2005 (7 days) · Other
- C••• B•••• H•••••••• left B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• for B•• P•••••••• I••• (registered 2016-08-29)Jun 5, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address