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RIA / WealthAdvisor23 years in industry

JOHN BOCKING FITCH

Advisor at CORNERSTONE SECURITIES LLC

overland park, KS

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Jun 13, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CORNERSTONE SECURITIES LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 12, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 5
Exams: S66
First exam: Jun 12, 2003
First registration: Jun 13, 2003
Dual registered: no
Other names: JOHN BOCKING FITCH|JOHN BOCKING FITCH
IAPD individual key: 4650298

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CORNERSTONE SECURITIES LLC	Independent wealth	Jan 9, 2017	n/a	yes	overland park, KS	Current employment
LARSON FINANCIAL GROUP, LLC	Bd affiliated wealth	Jan 19, 2015	Jan 10, 2017	no	SAINT LOUIS, MO\|SAINT LOUIS, MO	Previous registration
CREATIVEONE SECURITIES, LLC	Bd affiliated wealth	Nov 7, 2014	Dec 22, 2014	no	Overland Park, KS	Previous registration
ECUSA, LLC	n/a	Apr 4, 2012	Oct 9, 2012	no	LEE'S SUMMIT, MO	Previous registration
CAPITAL INVESTMENT MANAGEMENT, INC	Independent wealth	Aug 15, 2011	Oct 6, 2014	no	LEE'S SUMMIT, MO	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 10, 2007	Feb 23, 2010	no	OVERLAND PARK, KS	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jan 10, 2007	Feb 23, 2010	no	Overland Park, KS	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Aug 12, 2004	Apr 10, 2006	no	GLADSTONE, MO\|KANSAS CITY, MO\|GLADSTONE, MO	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 13, 2003	Apr 28, 2004	no	OVERLAND PARK, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LARSON FINANCIAL GROUP, LLC	CORNERSTONE SECURITIES LLC	Jan 10, 2017	Jan 9, 2017	-1	Firm change	Other
CREATIVEONE SECURITIES, LLC	LARSON FINANCIAL GROUP, LLC	Dec 22, 2014	Jan 19, 2015	28	Firm change	Other
CAPITAL INVESTMENT MANAGEMENT, INC	ECUSA, LLC	Oct 6, 2014	Apr 4, 2012	-915	Firm change after gap	Other
ECUSA, LLC	CREATIVEONE SECURITIES, LLC	Oct 9, 2012	Nov 7, 2014	759	Firm change after gap	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 23, 2010	Jan 10, 2007	-1,140	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Feb 23, 2010	Jan 10, 2007	-1,140	Firm change after gap	Other
CUNA BROKERAGE SERVICES, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Apr 10, 2006	Jan 10, 2007	275	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	CUNA BROKERAGE SERVICES, INC.	Apr 28, 2004	Aug 12, 2004	106	Firm change	Other

Relationships

Registered with (9)

→ CORNERSTONE SECURITIES LLCRegistered adviserregistration: current employment
Jan 9, 2017 to presentfactForm ADV
→ LARSON FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Jan 19, 2015 to Jan 10, 2017factForm ADV
→ CREATIVEONE SECURITIES, LLCRegistered adviserregistration: previous registration
Nov 7, 2014 to Dec 22, 2014factForm ADV
→ CAPITAL INVESTMENT MANAGEMENT, INCRegistered adviserregistration: previous registration
Aug 15, 2011 to Oct 6, 2014factForm ADV
→ ECUSA, LLCRegistered adviserregistration: previous registration
Apr 4, 2012 to Oct 9, 2012factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 10, 2007 to Feb 23, 2010factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jan 10, 2007 to Feb 23, 2010factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Aug 12, 2004 to Apr 10, 2006factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 13, 2003 to Apr 28, 2004factForm ADV

Dated events

No dated event names this entity yet.