DFX Intelligence

T••••• C•••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

T••••• C•••••• W•••••

Advisor at L•• F•••••••• L••

ROYAL OAK, MI | BLOOMFIELD HILLS, MI

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Search this name across graphsid dfx:ria:f13fe029-aec0-d9cb-81fe-740594a4f17e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Mar 5, 2025 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 19, 2026	n/a	yes	BLOOMFIELD HILLS, MI\|ROYAL OAK, MI	Current employment
S•••••••• A•••••• N••••••	Independent wealth	Oct 23, 2025	May 19, 2026	no	Royal Oak, MI\|BRIGHTON, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• A•••••• N••••••	L•• F•••••••• L••	May 19, 2026	May 19, 2026	0	Firm change	RIA to ibd
E•••••••• A•••••••• L••	S•••••••• A•••••• N••••••	Oct 15, 2025	Oct 23, 2025

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 19, 2026 to presentfactForm ADV
→ S•••••••• A•••••• N••••••Registered adviserregistration: previous registration
Oct 23, 2025 to May 19, 2026factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 5, 2025 to Oct 15, 2025factForm ADV

Dated events

Occurred
May 19, 2026
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 15, 2025
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f13fe029-aec0-d9cb-81fe-740594a4f17e
First observed: Mar 5, 2025
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.