RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• C•••••• W•••••
- L•• F•••••••• L•• BD affiliated currentsince May 19, 2026 · Bloomfield Hills, Mi
- S•••••••• A•••••• N•••••• independent RIAOct 23, 2025 to May 19, 2026 · Royal Oak, Mi
- E•••••••• A•••••••• L•• national BDMar 5, 2025 to Oct 15, 2025 · Troy, Mi
- S•••••••• A•••••• N•••••• to L•• F•••••••• L••left May 19, 2026, registered May 19, 2026 (0 days) · RIA to affiliated broker-dealer or bank
- E•••••••• A•••••••• L•• to S•••••••• A•••••• N••••••left Oct 15, 2025, registered Oct 23, 2025 (8 days) · Affiliated broker-dealer or bank to independent RIA
- T••••• C•••••• W••••• left S•••••••• A•••••• N•••••• for L•• F•••••••• L•• (registered 2026-05-19)May 19, 2026 · a•••••• firm change · fact
- T••••• C•••••• W••••• left E•••••••• A•••••••• L•• for S•••••••• A•••••• N•••••• (registered 2025-10-23)Oct 15, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address