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Advisor at THE STRATEGIC FINANCIAL ALLIANCE
Dorado, PR | Raleigh, NC | GREENSBORO, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC BLUEPRINT, LLC | Independent wealth | Aug 11, 2017 | n/a | yes | GREENSBORO, NC|Dorado, PR | Current employment |
| THE STRATEGIC FINANCIAL ALLIANCE | Bd affiliated wealth | May 13, 2016 | n/a | yes | GREENSBORO, NC|Raleigh, NC|Dorado, PR | Current employment |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | Jan 6, 2014 | May 11, 2016 | no | GREENSBORO, NC | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | Jan 1, 2004 | Jan 7, 2014 | no | BREENSBORO, NC|GREENSBORO, NC | Previous registration |
| IFG ADVISORY SERVICES INC | n/a | Dec 31, 2001 | Jan 1, 2004 | no | GREENSBORO, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST ALLIED ADVISORY SERVICES, INC. | THE STRATEGIC FINANCIAL ALLIANCE | May 11, 2016 | May 13, 2016 | 2 | Firm change | Other |
| CETERA ADVISORS LLC | FIRST ALLIED ADVISORY SERVICES, INC. | Jan 7, 2014 | Jan 6, 2014 | -1 | Firm change | Other |
| IFG ADVISORY SERVICES INC | CETERA ADVISORS LLC | Jan 1, 2004 | Jan 1, 2004 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 137888:126514:NC:2016-05-11 | May 11, 2016 | May 13, 2016 | GREENSBORO, NC | Firm change |