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RIA / WealthAdvisor23 years in industry

Jennifer Ann Ly

Advisor at PORTFOLIO MEDICS, LLC

Anaheim, CA | BONITA SPRINGS, FL

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Search this name across graphsid dfx:ria:f16e4263-fc79-90a8-e7f5-e36b6c15ba7c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 28, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PORTFOLIO MEDICS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 27, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Mar 27, 2003
First registration: Mar 28, 2003
Dual registered: no
Other names: JENNIFER ANN ALFONSO LY|JENNIFER ANN ALFONSO|JENNIFER ANN ALFONSO LY|JENNIFER ANN LY|JENNIFER ANN ALFONSO|JENNIFER ANN ALFONSO LY|JENNIFER ANN JIMENEZ ALFONSO
IAPD individual key: 4623311

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PORTFOLIO MEDICS, LLC	Independent wealth	Jan 1, 2026	n/a	yes	BONITA SPRINGS, FL\|Anaheim, CA	Current employment
LIFEPRO ASSET MANAGEMENT	Former SEC adviser	Nov 28, 2018	Aug 2, 2023	no	Anaheim, CA\|SAN DIEGO, CA\|Anaheim Hills, CA	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Dec 12, 2016	Oct 29, 2018	no	TORRANCE, CA\|Orange, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 29, 2007	Dec 18, 2014	no	IRVINE, CA\|RANCHO CUCAMONGA, CA\|Fountain Valley, CA\|Chino Hills, CA\|PASADENA, CA\|CORONA, CA\|LOS ANGELES, CA\|SAN PEDRO, CA\|LOS ANGELES, CA	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Jun 2, 2003	May 29, 2007	no	LOS ANGELES, CA\|LONG BEACH, CA\|SAN PEDRO, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Mar 28, 2003	May 9, 2003	no	LONG BEACH, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LIFEPRO ASSET MANAGEMENT	PORTFOLIO MEDICS, LLC	Aug 2, 2023	Jan 1, 2026	883	Firm change after gap	RIA to RIA
TRANSAMERICA FINANCIAL ADVISORS, LLC	LIFEPRO ASSET MANAGEMENT	Oct 29, 2018	Nov 28, 2018	30	Firm change	Ibd to RIA
CITIGROUP GLOBAL MARKETS INC.	TRANSAMERICA FINANCIAL ADVISORS, LLC	Dec 18, 2014	Dec 12, 2016	725	Firm change after gap	Other
CITICORP INVESTMENT SERVICES	CITIGROUP GLOBAL MARKETS INC.	May 29, 2007	May 29, 2007	0	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	CITICORP INVESTMENT SERVICES	May 9, 2003	Jun 2, 2003	24	Firm change	Other

Relationships

Registered with (6)

→ PORTFOLIO MEDICS, LLCRegistered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ LIFEPRO ASSET MANAGEMENTRegistered adviserregistration: previous registration
Nov 28, 2018 to Aug 2, 2023factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 12, 2016 to Oct 29, 2018factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 29, 2007 to Dec 18, 2014factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Jun 2, 2003 to May 29, 2007factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Mar 28, 2003 to May 9, 2003factForm ADV

Dated events

Occurred
Aug 2, 2023
Advisor changed firm
Jennifer Ann Ly left Lifepro Asset Management for Portfolio Medics, Llc (registered 2026-01-01)
Form ADVobserved 6 days ago