DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jennifer Ann Ly
Feed of 09/14/2026
Also filed as Jennifer Ann Alfonso Ly
At current firm
0 y
since Jan 1, 2026
In the industry
23 y
since Mar 27, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Portfolio Medics, LLC independent RIA currentsince Jan 1, 2026 · Bonita Springs, Fl
- Lifepro Asset Management formerNov 28, 2018 to Aug 2, 2023 · Anaheim, Ca
- Transamerica Financial Advisors, LLC BD affiliatedDec 12, 2016 to Oct 29, 2018 · Torrance, Ca
- Citigroup Global Markets Inc. BD affiliatedMay 29, 2007 to Dec 18, 2014 · Irvine, Ca
- Citicorp Investment Services unclassifiedJun 2, 2003 to May 29, 2007 · Los Angeles, Ca
- Ameriprise Financial Services, LLC national BDMar 28, 2003 to May 9, 2003 · Long Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- Lifepro Asset Management to Portfolio Medics, LLCleft Aug 2, 2023, registered Jan 1, 2026 (883 days) · RIA to RIA
- Transamerica Financial Advisors, LLC to Lifepro Asset Managementleft Oct 29, 2018, registered Nov 28, 2018 (30 days) · Affiliated broker-dealer or bank to independent RIA
- Citigroup Global Markets Inc. to Transamerica Financial Advisors, LLCleft Dec 18, 2014, registered Dec 12, 2016 (725 days) · Other
- Citicorp Investment Services to Citigroup Global Markets Inc.left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
- Ameriprise Financial Services, LLC to Citicorp Investment Servicesleft May 9, 2003, registered Jun 2, 2003 (24 days) · Other
Signals
- Jennifer Ann Ly left Lifepro Asset Management for Portfolio Medics, Llc (registered 2026-01-01)Aug 2, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address