B•••• C• L•••••

Advisor at U••••• A••••••• A••••••

Kansas City, MO | PROSPER, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f1712793-39db-08b6-9260-c12af654cc19

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 26, 2011 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••••• A••••••• A••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 14, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••••• A••••••• A••••••	Independent wealth	Mar 13, 2018	n/a	yes	Kansas City, MO\|PROSPER, TX	Current employment
W•••••• • R•••	Former SEC adviser	Nov 15, 2013	Mar 20, 2018	no	SALINA, KS\|MANHATTAN, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	U••••• A••••••• A••••••	Mar 20, 2018	Mar 13, 2018	-7	Firm change	Other
N••••••• W••••• M•••••••••	W•••••• • R•••	Oct 14, 2013	Nov 15, 2013

Relationships

Registered with (4)

→ U••••• A••••••• A••••••Registered adviserregistration: current employment
Mar 13, 2018 to presentfactForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Nov 15, 2013 to Mar 20, 2018factForm ADV
→ N••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Dec 7, 2011 to Oct 14, 2013factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1712793-39db-08b6-9260-c12af654cc19
First observed: May 26, 2011
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.