RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• C• L•••••
- U••••• A••••••• A•••••• independent RIA currentsince Mar 13, 2018 · Kansas City, Mo
- W•••••• • R••• formerNov 15, 2013 to Mar 20, 2018 · Salina, Ks
- N••••••• W••••• M••••••••• independent RIADec 7, 2011 to Oct 14, 2013 · Overland Park, Ks
- N••••••••• M••••• I••••••••• S••••••••• no RAUMMay 26, 2011 to Dec 2, 2011 · Kansas City, Mo
- W•••••• • R••• to U••••• A••••••• A••••••left Mar 20, 2018, registered Mar 13, 2018 (-7 days) · Other
- N••••••• W••••• M••••••••• to W•••••• • R•••left Oct 14, 2013, registered Nov 15, 2013 (32 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to N••••••• W••••• M•••••••••left Dec 2, 2011, registered Dec 7, 2011 (5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address