DFX Intelligence

A••••• M•••••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

A••••• M•••••••• K••••••

Advisor at E•••••• F•••••••• E••••••

C••••••••, NC

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Search this name across graphsid dfx:ria:f1949501-a537-1749-7f81-489dd7b6d75b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 5, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• F•••••••• E••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 28, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• F•••••••• E••••••	Independent wealth	Nov 30, 2016	n/a	yes	C••••••••, NC	Current employment
F•••••••• E•••••• A•••••• C•••••• L••	Former SEC adviser	Jan 13, 2015	Nov 30, 2016	no	C••••••••, NC\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• E•••••• A•••••• C•••••• L••	E•••••• F•••••••• E••••••	Nov 30, 2016	Nov 30, 2016	0	Bulk transfer	Other
T•• M••••• F••• S•••• • C••••••••	F•••••••• E•••••• A•••••• C•••••• L••	Jan 14, 2015	Jan 13, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
133503:109238:NC:2015-01-14	Jan 14, 2015	Jan 13, 2015	C••••••••, NC	Firm change

Relationships

Registered with (5)

→ E•••••• F•••••••• E••••••Registered adviserregistration: current employment
Nov 30, 2016 to presentfactForm ADV
→ F•••••••• E•••••• A•••••• C•••••• L••Registered adviserregistration: previous registration
Jan 13, 2015 to Nov 30, 2016factForm ADV
→ T•• M••••• F••• S•••• • C••••••••Registered adviserregistration: previous registration
Aug 30, 2010 to Jan 14, 2015factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1949501-a537-1749-7f81-489dd7b6d75b
First observed: Mar 5, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.