DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Austin Maximilan Konecke
Feed of 09/14/2026
At current firm
9 y
since Nov 30, 2016
In the industry
29 y
since May 28, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Edelman Financial Engines independent RIA currentsince Nov 30, 2016 · Charlotte, Nc
- Financial Engines Advisor Center, LLC formerJan 13, 2015 to Nov 30, 2016 · Charlotte, Nc
- The Mutual Fund Store - Charlotte formerAug 30, 2010 to Jan 14, 2015 · Charlotte, Nc
- Banc Of America Investment Services, Inc. unclassifiedNov 17, 2004 to Nov 6, 2007 · Miami, Fl
- Morgan Stanley Dw Inc. unclassifiedMar 5, 2003 to Feb 13, 2004 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- Financial Engines Advisor Center, LLC to Edelman Financial Enginesleft Nov 30, 2016, registered Nov 30, 2016 (0 days) · corporate re-registration, not a move
- The Mutual Fund Store - Charlotte to Financial Engines Advisor Center, LLCleft Jan 14, 2015, registered Jan 13, 2015 (-1 days) · Other · moved with a team
- Banc Of America Investment Services, Inc. to The Mutual Fund Store - Charlotteleft Nov 6, 2007, registered Aug 30, 2010 (1028 days) · Other
- Morgan Stanley Dw Inc. to Banc Of America Investment Services, Inc.left Feb 13, 2004, registered Nov 17, 2004 (278 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address