DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S••••••••• W•••••
Orlando, FL | SUMMIT, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••••••• W••••• | Mixed wealth | Mar 30, 2026 | n/a | yes | Orlando, FL|SUMMIT, NJ | Current employment |
| V••••• C•••••• M••••••••• L•• | Independent wealth | Jan 27, 2015 | Mar 23, 2026 | no | ORLANDO, FL|BRENTWOOD, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V••••• C•••••• M••••••••• L•• | S••••••••• W••••• | Mar 23, 2026 | Mar 30, 2026 | 7 | Firm change | RIA to RIA |
| S••••••• F•••••••• S•••••••• I••• | V••••• C•••••• M••••••••• L•• | Jan 19, 2015 | Jan 27, 2015 |
| S••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Mar 18, 2013 | Jan 19, 2015 | no | ORLANDO, FL|FORT MYERS, FL | Previous registration |
| P•••••••• S••••••••• I••• | Bd affiliated wealth | May 19, 2011 | Mar 5, 2013 | no | ORLANDO, FL|MAITLAND, FL | Previous registration |
| S•• | Bd affiliated wealth | Jan 17, 2008 | May 9, 2011 | no | ORLANDO, FL | Previous registration |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Jul 12, 2007 | Jan 3, 2008 | no | ORLANDO, FL | Previous registration |
| S•• | Bd affiliated wealth | Apr 15, 2004 | Jul 19, 2007 | no | ORLANDO, FL | Previous registration |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Dec 19, 2001 | Mar 22, 2004 | no | ORLANDO, FL | Previous registration |
| 8 |
| Firm change |
| Other |
| P•••••••• S••••••••• I••• | S••••••• F•••••••• S•••••••• I••• | Mar 5, 2013 | Mar 18, 2013 | 13 | Firm change | Other |
| S•• | P•••••••• S••••••••• I••• | May 9, 2011 | May 19, 2011 | 10 | Firm change | Other |
| M•• F•••••••• S•••••••• I••• | S•• | Jan 3, 2008 | Jan 17, 2008 | 14 | Firm change | Other |
| S•• | M•• F•••••••• S•••••••• I••• | Jul 19, 2007 | Jul 12, 2007 | -7 | Firm change | Other |
| M•• F•••••••• S•••••••• I••• | S•• | Mar 22, 2004 | Apr 15, 2004 | 24 | Firm change | Other |