RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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K•••• M••••• S••••
- S••••••••• W••••• mixed wealth currentsince Mar 30, 2026 · Orlando, Fl
- V••••• C•••••• M••••••••• L•• independent RIAJan 27, 2015 to Mar 23, 2026 · Orlando, Fl
- S••••••• F•••••••• S•••••••• I••• formerMar 18, 2013 to Jan 19, 2015 · Orlando, Fl
- P•••••••• S••••••••• I••• BD affiliatedMay 19, 2011 to Mar 5, 2013 · Orlando, Fl
- S•• BD affiliatedJan 17, 2008 to May 9, 2011 · Orlando, Fl
- M•• F•••••••• S•••••••• I••• formerJul 12, 2007 to Jan 3, 2008 · Orlando, Fl
- S•• BD affiliatedApr 15, 2004 to Jul 19, 2007 · Orlando, Fl
- M•• F•••••••• S•••••••• I••• formerDec 19, 2001 to Mar 22, 2004 · Orlando, Fl
- V••••• C•••••• M••••••••• L•• to S••••••••• W•••••left Mar 23, 2026, registered Mar 30, 2026 (7 days) · RIA to RIA
- S••••••• F•••••••• S•••••••• I••• to V••••• C•••••• M••••••••• L••left Jan 19, 2015, registered Jan 27, 2015 (8 days) · Other
- P•••••••• S••••••••• I••• to S••••••• F•••••••• S•••••••• I•••left Mar 5, 2013, registered Mar 18, 2013 (13 days) · Other
- S•• to P•••••••• S••••••••• I•••left May 9, 2011, registered May 19, 2011 (10 days) · Other
- M•• F•••••••• S•••••••• I••• to S••left Jan 3, 2008, registered Jan 17, 2008 (14 days) · Other
- S•• to M•• F•••••••• S•••••••• I•••left Jul 19, 2007, registered Jul 12, 2007 (-7 days) · Other
- M•• F•••••••• S•••••••• I••• to S••left Mar 22, 2004, registered Apr 15, 2004 (24 days) · Other
- K•••• M••••• S•••• left V••••• C•••••• M••••••••• L•• for S••••••••• W••••• (registered 2026-03-30)Mar 23, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 46derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address