DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J• L• B••••••••• • C••• I•••
Latest filing Jul 9, 2026
First filing on the tape Mar 27, 2012 · 44 filings
SEC status approved since Jan 1, 1998
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$1.3B individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$229M
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$1.4B as of Jul 9, 2026
Mar 27, 2012$283M then
HNW client RAUM$1.2B as of Jul 9, 2026
Mar 27, 2018$535M then
State-registered IARs (5.B.3)6 as of Jul 9, 2026
Apr 1, 20133 then
Employees (5.A)11 as of Jul 9, 2026
Apr 1, 20136 then
Private funds: no history
RAUM +14% over the last fiscal year+23% a year over threeIARs 5 to 6
Practice profile
derived from the filing of Jul 9, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $229MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 138derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $662,395derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.8%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $668M, 771 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.2B85%
- Individuals$172M13%
- Corporations and businesses$14.9M1.1%
- Pension and profit-sharing plans$12.8M0.9%
- Charitable organizations$1.3M0.1%
- Individual clients
- 478reported
- HNW clients
- 350reported
- Pension plan clients
- 3reported
- Charitable clients
- 1reported
- Accounts
- 2,070reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $668M for 771 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• L•• B••••••••• | Sarasota, Fl | May 7, 1991 | 37 y | 0 |
| J••• B••••••• L••••••Certified Financial Planner | Sarasota, Fl | Jul 15, 2004 | 23 y | 0 |
| J••• G••••• O••••• | Sarasota, Fl | May 17, 2005 | 30 y | 0 |
| D•••• R••• T••••••• | Sarasota, Fl | Aug 16, 2018 | 14 y | 0 |
| D••••• L• G•••••••• | Sarasota, Fl | Oct 7, 2024 | 12 y | 0 |
| L•••••• E•••••• C••••• | Sarasota, Fl | May 16, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- K•• D• S••••••••• to K••••••• A•••••••• I•••Apr 4, 2017 · Other
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••••• F••• E•••• · Treasurer/Secretary/Ownercontrolsince 06/1987 · owns 10% to 25%
- B••••••••• J••••• L•• · Owner/Ceocontrolsince 11/1980 · owns 10% to 25%
- L••••••• J•••• B••••••• · President/Chief Compliance Officer/Ownercontrolsince 03/2018 · owns 10% to 25%
- B••••• Y•••••• · Office Managersince 03/2026 · owns less than 5%
- C••••••• J••••••• · Client Services/Compliance Manager/Ownersince 01/2016 · owns less than 5%
- C•••••• D•••••••• A••••••• · Client Services Manager/Ownersince 05/2021 · owns less than 5%
- C•••••• L••••••• E•••••• · Client Servicessince 12/2025 · owns less than 5%
- G••••••••• D•••••• L• · Director Of Operationssince 12/2025 · owns less than 5%
- O•••••• J•••• G••••• · Senior Vice President/Owner Officer/Ownersince 01/2005 · owns 10% to 25%
- S••••••••• A••••• · Ownersince 01/1998 · owns less than 5%
- S••••••••• B•••••• · Owner Manager/Ownersince 01/1998 · owns less than 5%
- S••••••••• B••••••• L•• · Ownersince 01/1998 · owns 5% to 10%
- S••••••••• C•••••• · Ownersince 01/1998 · owns less than 5%
- T•••••••• D••••• R••• · Vice President/Ownersince 06/2017 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Sarasota, Fl · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 9, 2026B••••••••• F••• E•••• (TREASURER/SECRETARY/OWNER) left Schedule A between the filings of 2021-03-29 and 2026-07-09peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Jul 9, 2026L••••••• J•••• B••••••• (PRESIDENT/CHIEF COMPLIANCE OFFICER/OWNER) left Schedule A between the filings of 2021-03-29 and 2026-07-09peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 1,954 to 2,070Jun 23, 2025 to Mar 4, 2026
- Corporate clients · 6 to 7Jun 23, 2025 to Mar 4, 2026
- HNW clients · 320 to 350Jun 23, 2025 to Mar 4, 2026
- Pension plan clients · 2 to 3Jun 23, 2025 to Mar 4, 2026
- Assets in custody · $539M to $668MJun 23, 2025 to Mar 4, 2026
- Discretionary RAUM · $1.2B to $1.4BJun 23, 2025 to Mar 4, 2026
- HNW RAUM · $1.0B to $1.2BJun 23, 2025 to Mar 4, 2026
- Individual RAUM · $177M to $172MJun 23, 2025 to Mar 4, 2026
- Pension RAUM · $3.7M to $12.8MJun 23, 2025 to Mar 4, 2026
- RAUM · $1.2B to $1.4BJun 23, 2025 to Mar 4, 2026
- Advisory employees · 5 to 6Mar 13, 2025 to Jun 23, 2025
- Financial planning clients · 26-50 to 26-50Mar 13, 2025 to Jun 23, 2025
- State-registered IARs · 5 to 6Mar 13, 2025 to Jun 23, 2025
- Accounts · 1,882 to 1,954Aug 6, 2024 to Mar 13, 2025
- Advisory employees · 4 to 5Aug 6, 2024 to Mar 13, 2025
- Corporate clients · 4 to 6Aug 6, 2024 to Mar 13, 2025
- HNW clients · 306 to 320Aug 6, 2024 to Mar 13, 2025
- Individual clients · 491 to 478Aug 6, 2024 to Mar 13, 2025
- Assets in custody · $524M to $539MAug 6, 2024 to Mar 13, 2025
- Employees · 9 to 11Aug 6, 2024 to Mar 13, 2025
- State-registered IARs · 4 to 5Aug 6, 2024 to Mar 13, 2025
- Discretionary RAUM · $1.1B to $1.2BAug 6, 2024 to Mar 13, 2025
- HNW RAUM · $918M to $1.0BAug 6, 2024 to Mar 13, 2025
- Individual RAUM · $183M to $177MAug 6, 2024 to Mar 13, 2025
- Pension RAUM · $8.1M to $3.7MAug 6, 2024 to Mar 13, 2025
- RAUM · $1.1B to $1.2BAug 6, 2024 to Mar 13, 2025
- Accounts · 1,870 to 1,882Jun 10, 2024 to Jul 12, 2024
- Charity clients · 2 to 1Jun 10, 2024 to Jul 12, 2024
- HNW clients · 261 to 306Jun 10, 2024 to Jul 12, 2024
- Individual clients · 530 to 491Jun 10, 2024 to Jul 12, 2024
- Pension plan clients · 1 to 2Jun 10, 2024 to Jul 12, 2024
- Assets in custody · $507M to $524MJun 10, 2024 to Jul 12, 2024
- Discretionary RAUM · $964M to $1.1BJun 10, 2024 to Jul 12, 2024
- HNW RAUM · $760M to $918MJun 10, 2024 to Jul 12, 2024
- Individual RAUM · $193M to $183MJun 10, 2024 to Jul 12, 2024
- Pension RAUM · $1.7M to $8.1MJun 10, 2024 to Jul 12, 2024
- RAUM · $964M to $1.1BJun 10, 2024 to Jul 12, 2024
- Advisory employees · 5 to 4Apr 3, 2024 to Jun 10, 2024
- Employees · 10 to 9Apr 3, 2024 to Jun 10, 2024
- State-registered IARs · 5 to 4Apr 3, 2024 to Jun 10, 2024
Signals
2 dated events
- J• L• B••••••••• • C••• I••• reported RAUM $963.5M, up 30% from $740.3M (2023-10-12 to 2024-03-12)Mar 12, 2024 · RAUM change · derived
- J• L• B••••••••• • C••• I••• reported RAUM $812.9M, up 35% from $600.0M (2019-08-28 to 2020-03-09)Mar 9, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 800-899-5171reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 941-365-3435reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/j.l.bainbridgereportedpublic record, Form ADV, Sep 19, 2026
- Website
- JLB•••••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 941-365-3435reportedpublic record, Form ADV, Jul 9, 2026
- Contact form
- jlbainbridge.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- jlbainbridge.com/who-we-arereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $229Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026