This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

BUCK WEALTH STRATEGIES, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Designations

Certified Financial Planner

Exams

S66

First exam

Mar 28, 2018

First registration

Oct 10, 2018

Dual registered

yes, broker-dealer

Other names

Nick Roth|NICKOLAS ROTH|NICHOLAS FRANK ROTH|Nicholas Roth

IAPD individual key

6785343

• Occurred

  May 7, 2024
  Advisor changed firm

  Nicholas Frank Roth left The Strategic Financial Alliance for Buck Wealth Strategies, Llc (registered 2026-05-06)

  Form ADVobserved 5 days ago
• Occurred

  Mar 21, 2022
  Advisor changed firm

  Nicholas Frank Roth left Bankoh Advisors for The Strategic Financial Alliance (registered 2022-08-29)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:f1ccaa3d-e03a-57c2-ff07-85c0601bbbac

First observed

Oct 10, 2018

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.