DFX Intelligence

N••••••• C• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

N••••••• C• A•••••

Advisor at S••••

NEW YORK, NY | Charlotte, NC

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Search this name across graphsid dfx:ria:f1fb62f0-86a3-cc47-057d-f772563883d6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 3, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••	Independent wealth	Apr 16, 2024	n/a	yes	Charlotte, NC\|NEW YORK, NY	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Mar 23, 2017	Apr 16, 2024	no	Charlotte, NC\|CHARLOTTE, NC\|Charlotte, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	S••••	Apr 16, 2024	Apr 16, 2024	0	Firm change	Ibd to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	M•• I•••••••• S•••••••• L••	Mar 2, 2017	Mar 23, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:10409:NC:2017-02-15	Mar 2, 2017	Mar 23, 2017	CHARLOTTE, NC	Firm change

Relationships

Registered with (3)

→ S••••Registered adviserregistration: current employment
Apr 16, 2024 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 23, 2017 to Apr 16, 2024factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 3, 2014 to Mar 2, 2017factForm ADV

Dated events

Occurred
Apr 16, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1fb62f0-86a3-cc47-057d-f772563883d6
First observed: Oct 3, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.