DFX Intelligence

K••• A••••• A••••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

K••• A••••• A••••• C•••

Advisor at F•••••••• F•••••••• A•••••••

Palm Beach Gardens, FL | JUPITER, FL

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Search this name across graphsid dfx:ria:f1fede51-6eca-aae3-35d1-02567b4318aa

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 30, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• F•••••••• A•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 11, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••• F••••• O•••••• L••	Independent wealth	Mar 11, 2026	n/a	yes	Palm Beach Gardens, FL\|JUPITER, FL	Current employment
F•••••••• F•••••••• A•••••••	State registered	Mar 11, 2026	n/a	yes	JUPITER, FL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	F•••••••• F•••••••• A•••••••	Jan 4, 2019	Mar 11, 2026	2,623	Firm change after gap	Wirehouse to state RIA
S•••••••• A••••••• L••	J••• M••••• S••••••••• L••	Jul 31, 2015	Oct 6, 2015

Relationships

Registered with (4)

→ F•••••••• F•••••••• A•••••••Registered adviserregistration: current employment
Mar 11, 2026 to presentfactForm ADV
→ F•••••• F••••• O•••••• L••Registered adviserregistration: current employment
Mar 11, 2026 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 6, 2015 to Jan 4, 2019factForm ADV
→ S•••••••• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f1fede51-6eca-aae3-35d1-02567b4318aa
First observed: Sep 30, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.