K••• A••••• A••••• C•••

• F•••••••• F•••••••• A••••••• state registered current
  since Mar 11, 2026 · Jupiter, Fl
• F•••••• F••••• O•••••• L•• independent RIA current
  since Mar 11, 2026 · Palm Beach Gardens, Fl
• J••• M••••• S••••••••• L•• wirehouse
  Oct 6, 2015 to Jan 4, 2019 · Palm Beach Gardens, Fl
• S•••••••• A••••••• L•• national BD
  Sep 30, 2010 to Jul 31, 2015 · Boca Raton, Fl

• J••• M••••• S••••••••• L•• to F•••••••• F•••••••• A•••••••
  left Jan 4, 2019, registered Mar 11, 2026 (2623 days) · Wirehouse to a state-registered adviser
• S•••••••• A••••••• L•• to J••• M••••• S••••••••• L••
  left Jul 31, 2015, registered Oct 6, 2015 (67 days) · Affiliated broker-dealer or bank to wirehouse

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address