DFX Intelligence

N••••••• T•••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

N••••••• T•••••• S•••••••

Advisor at K•• P•••••• W••••• G••••• L••

Cranford, NJ

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Search this name across graphsid dfx:ria:3e5365b8-1526-7239-a116-32876d99456c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 12, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•• P•••••• W••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 13, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•• P•••••• W••••• G••••• L••	Independent wealth	Nov 10, 2022	n/a	yes	Cranford, NJ	Current employment
F••••	Independent wealth	Dec 10, 2020	Sep 30, 2022	no	WEST PALM BEACH, FL\|Minneapolis, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••	K•• P•••••• W••••• G••••• L••	Sep 30, 2022	Nov 10, 2022	41	Firm change	RIA to RIA
P••••••••• P•••••••• L••	F••••	Apr 20, 2021	Dec 10, 2020

Relationships

Registered with (5)

→ K•• P•••••• W••••• G••••• L••Registered adviserregistration: current employment
Nov 10, 2022 to presentfactForm ADV
→ F••••Registered adviserregistration: previous registration
Dec 10, 2020 to Sep 30, 2022factForm ADV
→ P••••••••• P•••••••• L••Registered adviserregistration: previous registration
Dec 23, 2016 to Apr 20, 2021factForm ADV
→ A•• S••• F•••••••• I••

Dated events

Occurred
Sep 30, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3e5365b8-1526-7239-a116-32876d99456c
First observed: Aug 12, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.