DFX Intelligence

T••••• C•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

T••••• C•••••• S••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

NEW YORK, NY | WINSTON SALEM, NC

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Search this name across graphsid dfx:ria:f236d376-55e8-ae3b-265f-2bc373cced7f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 6, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jul 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Sep 20, 2025	n/a	yes	NEW YORK, NY\|WINSTON SALEM, NC	Current employment
T•••• M•••••••• F•••••••• A•••••••	Independent wealth	Aug 1, 2017	Jul 6, 2018	no	WINSTON SALEM, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• M•••••••• F•••••••• A•••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jul 6, 2018	Sep 20, 2025	2,633	Firm change after gap	RIA to wirehouse
C••••• A•••••• N••••••• L••	T•••• M•••••••• F•••••••• A•••••••	Jul 6, 2017

Relationships

Registered with (3)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Sep 20, 2025 to presentfactForm ADV
→ T•••• M•••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Aug 1, 2017 to Jul 6, 2018factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Jul 6, 2017 to Jul 6, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f236d376-55e8-ae3b-265f-2bc373cced7f
First observed: Jul 6, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.