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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

Brian Patrick Gleason

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

YORK, PA

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Search this name across graphsid dfx:ria:f23b7916-db38-5a08-075f-b40009397271

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 30, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 6, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Nov 6, 1997
First registration: Jun 30, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 2938359

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Oct 31, 2022	n/a	yes	YORK, PA	Current employment
PROSPERA FINANCIAL SERVICES, INC.	Bd affiliated wealth	Aug 31, 2016	Oct 30, 2022	no	Harrisburg, PA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 19, 2007	Aug 31, 2016	no	HARRISBURG, PA\|LEMOYNE, PA	Previous registration
INVESMART ADVISORS INC	n/a	Aug 10, 2005	Jul 3, 2006	no	MECHANICSBURG, PA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Apr 1, 2005	Jun 29, 2005	no	ENOLA, PA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 30, 2003	Dec 19, 2003	no	CAMP HILL, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PROSPERA FINANCIAL SERVICES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Oct 30, 2022	Oct 31, 2022	1	Firm change	RIA to ibd
WELLS FARGO ADVISORS	PROSPERA FINANCIAL SERVICES, INC.	Aug 31, 2016	Aug 31, 2016	0	Firm change	Other
INVESMART ADVISORS INC	WELLS FARGO ADVISORS	Jul 3, 2006	Apr 19, 2007	290	Firm change	Other
PNC WEALTH MANAGEMENT	INVESMART ADVISORS INC	Jun 29, 2005	Aug 10, 2005	42	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	PNC WEALTH MANAGEMENT	Dec 19, 2003	Apr 1, 2005	469	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:10740:PA:2016-08-31	Aug 31, 2016	Aug 31, 2016	LEMOYNE, PA	Firm change

Relationships

Registered with (6)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Oct 31, 2022 to presentfactForm ADV
→ PROSPERA FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 31, 2016 to Oct 30, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 19, 2007 to Aug 31, 2016factForm ADV
→ INVESMART ADVISORS INCRegistered adviserregistration: previous registration
Aug 10, 2005 to Jul 3, 2006factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Apr 1, 2005 to Jun 29, 2005factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 30, 2003 to Dec 19, 2003factForm ADV

Dated events

Occurred
Oct 30, 2022
Advisor changed firm
Brian Patrick Gleason left Prospera Financial Services, Inc. for Raymond James Financial Services Advisors, Inc (registered 2022-10-31)
Form ADVobserved 6 days ago