RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• P•••••• G••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Oct 31, 2022 · York, Pa
- P••••••• F•••••••• S•••••••• I••• BD affiliatedAug 31, 2016 to Oct 30, 2022 · Harrisburg, Pa
- W•••• F•••• A••••••• wirehouseApr 19, 2007 to Aug 31, 2016 · Harrisburg, Pa
- I•••••••• A••••••• I•• unclassifiedAug 10, 2005 to Jul 3, 2006 · Mechanicsburg, Pa
- P•• W••••• M••••••••• BD affiliatedApr 1, 2005 to Jun 29, 2005 · Enola, Pa
- A••••••••• F•••••••• S•••••••• L•• national BDJun 30, 2003 to Dec 19, 2003 · Camp Hill, Pa
- P••••••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 30, 2022, registered Oct 31, 2022 (1 days) · RIA to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to P••••••• F•••••••• S•••••••• I•••left Aug 31, 2016, registered Aug 31, 2016 (0 days) · Other · moved with a team
- I•••••••• A••••••• I•• to W•••• F•••• A•••••••left Jul 3, 2006, registered Apr 19, 2007 (290 days) · Other
- P•• W••••• M••••••••• to I•••••••• A••••••• I••left Jun 29, 2005, registered Aug 10, 2005 (42 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to P•• W••••• M•••••••••left Dec 19, 2003, registered Apr 1, 2005 (469 days) · Other
- B•••• P•••••• G•••••• left P••••••• F•••••••• S•••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2022-10-31)Oct 30, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address