DFX Intelligence
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Reading the graph
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Advisor at N••• F•••••• I••••••••• S•••••••• L••
Alexandria, VA | Vienna, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N••• F•••••• I••••••••• S•••••••• L•• | Bd affiliated wealth | Dec 20, 2018 | n/a | yes | Alexandria, VA|Vienna, VA | Current employment |
| E•••••• F•••••••• S•••••••• L•• | Former SEC adviser | Jun 7, 2016 | Nov 2, 2018 | no | ALEXANDRIA, VA|FAIRFAX, VA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| E•••••• F•••••••• S•••••••• L•• | N••• F•••••• I••••••••• S•••••••• L•• | Nov 2, 2018 | Dec 20, 2018 | 48 | Firm change | Ibd to ibd |
| M•• S••••••••• I••• | E•••••• F•••••••• S•••••••• L•• | Jun 13, 2016 | Jun 7, 2016 |
| M•• S••••••••• I••• | n/a | Aug 19, 2015 | Jun 13, 2016 | no | WASHINGTON, DC | Previous registration |
| M••••• L•• | Independent wealth | Oct 13, 2014 | May 13, 2015 | no | WEST TYSONS CORNER, VA|RADNOR, PA | Previous registration |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Aug 1, 2013 | Oct 3, 2014 | no | TYSONS CORNER, VA | Previous registration |
| -6 |
| Firm change |
| Other |
| M••••• L•• | M•• S••••••••• I••• | May 13, 2015 | Aug 19, 2015 | 98 | Firm change | Other |
| V••• F•••••••• A•••••••• I••• | M••••• L•• | Oct 3, 2014 | Oct 13, 2014 | 10 | Bulk transfer | Other |