DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Bowers Mcconnell
Feed of 09/15/2026
Also filed as John Bowers Mcconnell
At current firm
7 y
since Dec 20, 2018
In the industry
13 y
since Jun 27, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Navy Federal Investment Services, LLC BD affiliated currentsince Dec 20, 2018 · Vienna, Va
- Edelman Financial Services, LLC formerJun 7, 2016 to Nov 2, 2018 · Alexandria, Va
- M&T Securities, Inc. unclassifiedAug 19, 2015 to Jun 13, 2016 · Washington, Dc
- Mcadam LLC independent RIAOct 13, 2014 to May 13, 2015 · West Tysons Corner, Va
- Voya Financial Advisors, Inc. BD affiliatedAug 1, 2013 to Oct 3, 2014 · Tysons Corner, Va
Moves
a registration end followed by a registration begin elsewhere
- Edelman Financial Services, LLC to Navy Federal Investment Services, LLCleft Nov 2, 2018, registered Dec 20, 2018 (48 days) · Affiliated broker-dealer or bank to another
- M&T Securities, Inc. to Edelman Financial Services, LLCleft Jun 13, 2016, registered Jun 7, 2016 (-6 days) · Other
- Mcadam LLC to M&T Securities, Inc.left May 13, 2015, registered Aug 19, 2015 (98 days) · Other
- Voya Financial Advisors, Inc. to Mcadam LLCleft Oct 3, 2014, registered Oct 13, 2014 (10 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address