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Advisor at RFG ADVISORY, LLC
VESTAVIA HILLS, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RFG ADVISORY, LLC | Independent wealth | Dec 28, 2015 | n/a | yes | VESTAVIA HILLS, AL | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Mar 17, 2009 | Dec 28, 2015 | no | BIRMINGHAM, AL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 24, 2000 | Mar 19, 2009 | no | BIRMINGHAM, AL|BIRMINGHAM, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | RFG ADVISORY, LLC | Dec 28, 2015 | Dec 28, 2015 | 0 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | AMERIPRISE FINANCIAL SERVICES, LLC | Mar 19, 2009 | Mar 17, 2009 | -2 | Firm change | Wirehouse to ibd |